Chapter 10
During
the last century, the balance sheet of governments calling themselves socialist
was a big disappointment. This goes for both those identifying with the Russian
revolution and its various offshoots and those usually called social
democratic. The outcomes of the former, following the collapse of the Soviet
Union and its former satellites, are catastrophic (however much we may value
the efforts of those like Cuba to keep going). The results of social democratic
governments, though more nuanced – after all in a number of countries they did
carry out reforms that improved people's living conditions, and these
achievements have not completely disappeared – should also be seen as negative.
In recent decades social democratic governments have become social-liberal
governments. There has been a rollback of the rights won after the Second World
War, and it has become difficult to make any clear distinction between social
democracy and the prevailing neoliberalism.
This disappointing
balance sheet does not mean that the chapter of socialist experiences is
closed, however. In a way this current period, dominated by governments fully
identified with capitalism, its values and methods, has shown just how little
this kind of society has to offer humanity.
For most of the
1990s, the idea was promoted that the world was entering a new phase of solid
technical progress, free from the old recurrent crises: the so-called 'new
economy'. It is clear now that this
claim was baseless. Instead the discussion is again going back and forth
between how long the current downturn will last and how strong the next upturn
will prove. True, the 1980s and 1990s were exceptionally favourable for the
capitalist economy. Yet even its best years did not lead to an improvement in
living standards for the majority of people on the planet. Even then capitalism
offered most people very little.
Even before the
latest recession there was worldwide pressure to cut back on social rights and
make jobs less secure. At the same time demands on the workforce were
increasing, for higher qualifications, more intensive labour processes and
longer working days. Even then many jobs were being paid less than they had
been before. Even then, in the name of competitiveness, more was being asked of
workers, while less was being paid for their labour. Everyone was being asked to run faster and faster, in the hope
of, just maybe, staying in the same place. And what made the situation worse
for the majority of the world's population in this epoch of globalised
capitalism was that the gap between rich countries and poor countries was
growing broader and deeper. Now, with the system's tendency towards recession
taking over once again, these negative features of the capitalist economy have
only grown sharper.
The deceptive
nature of capitalism's promises shows that the search for alternatives has lost
none of its relevance. However the double disappointment in the Soviet model
and social democracy has made it very difficult to defend a socialist
alternative. For Third World countries there is an additional factor to
consider. In the years when neoliberal capitalism held greatest sway, there was
a growing belief that one possibly progressive variant within capitalism –
'national developmentalism' – had also turned out to be a failure since the
1980s. Many people in Brazil asserted that the second National Development Plan,
the last big attempt to promote a relatively independent, 'national' kind of
Brazilian capitalist development, had been partly responsible for the debt
crisis and the 'lost decade' of the 1980s.
The upshot is
that, however little promise capitalism holds out today, it has been very
difficult to argue for anything different, or even to propose changes within
the dominant model.
In this context
the different experiences of local government by the Brazilian Workers Party
(PT), especially in Porto Alegre and Rio Grande do Sul, take on very great
importance.
When the PT won
the mayoral election in Porto Alegre in 1988, it was a party with very
particular characteristics. It identified wholeheartedly with the socialist
cause, yet was critical of both the Soviet Union and the experiences of social
democratic governments. At the same
time it was convinced that the road to power would go through elections,
depending on victories like its victories that year in a number of cities (and
later in states). It believed that success would depend on demonstrating its
administrative ability, whilst also showing that it could govern differently from
Brazil's traditional parties or social democratic parties in other countries.
But the PT's
commitment to a democratic road did not mean that its strategy was limited to
standing in elections. Popular organisation and strengthening the social
movements were also central to the PT's vision. Nor did the party idealise
liberal democratic institutions. There was a broadly shared conviction in the
party of the need to go beyond their limitations.
Furthermore the PT
in Rio Grande do Sul had particularities of its own, linked to the state's
traditionally high level of political awareness. On the one hand, party life
was more active and organised than in most of the country. On the other, left
currents were stronger here inside the PT than in most other states.
After 1989, the
year the PT administration took office in Porto Alegre, the PT suffered from
the international crisis of the left following the collapse of the so-called
'socialist camp'. This was felt in Rio Grande do Sul as well. But the
relatively high level of political awareness in Rio Grande do Sul and the
strength of the PT left wing, though undermined, remained.
Thus at the
beginning of 1989 the PT in Porto Alegre had a clearer understanding of the
challenge ahead than it did in other cities it was beginning to govern. It knew
it had to find new ways of running things.[2]
And when the proposal to hold a World Social Forum was first put forward in
2000, the PT in Rio Grande do Sul was more open to understanding its importance
and giving it a decisive push forward.[3]
Other chapters in
this book have analysed the innovations developed in Porto Alegre, and later in
other cities and the state of Rio Grande do Sul, especially the participatory
budget. My aim here is different: to consider how the experience of different
PT local governments, especially in Porto Alegre and Rio Grande do Sul, can be
connected to the attempt in recent years to renew the socialist project. The
extent to which it can contribute to this vital task is probably one of the
most important aspects of this rich experience.
This does not mean
however that all those active in PT local governments across Brazil, or even in
Rio Grande do Sul, share the ideas presented here. Even in Rio Grande, although
those responsible for local administrations there share the concern with
linking what the PT has achieved to proposals for renewing socialist thought,
their views vary considerably. This chapter makes suggestions that go beyond
what has been put into practice or even proposed by the PT so far in Rio Grande
do Sul. Some of the questions raised below clearly could only be applied at the
national level. They are therefore part of the debate the PT as a whole faces
in its discussions of the Lula government.[4]
Nonetheless, there
is a clear link between these ideas and the experiences of the various PT
administrations. The link can be summed up in the following question: what
would a socialist strategy look like in which these innovations in local
government played a central role?
To put it another way: the starting point of the ideas expressed here
is the conviction that a socialist party in government must never restrict
itself to administering capitalism. This is true even when the balance of
forces does not allow a break with bourgeois rule, even when the government in
question is only a municipal administration, suffering all the limitations
inherent in local government. Even at this level a socialist party's socialist
objectives must inform its programme. Its programme must link up somehow with its
socialist goal.
The neoliberal
argument
After the collapse
of the USSR and its 'socialist camp', it is clearly necessary to rethink the
socialist project in the light of that experience. It is equally important –
though less often remembered - to rethink the project in the light of the
failures of social democracy. Social democracy may have contributed to
important advances in a number of countries for several decades. But for the
last twenty years or more it has not represented any real alternative. It has
turned into 'social-liberalism', a variant of neoliberalism. In reality, even
in its heyday social democracy never lived up to its most ambitious aims (or
the aims of its most ambitious supporters); it was never a road for the
transition to socialism.[5]
It also never proved to be a viable current in the Third World. For our present
purposes, the limitations of social democracy are even more important than
those of the Soviet model.
Before exploring
how we can renew the socialist project, we can examine briefly the criticisms
that its opponents, especially neoliberals, have levelled at it. The kernel of recent
neoliberal ideology is contained in the binary opposition: inefficient and
anti-democratic statism versus the efficient and democratic market – as if
these were the only two options available to society. From this point of view,
any form of socialism (or developmentalism, or indeed anything besides
neoliberalism) is seen as 'statist', and subject to all the attendant ills.
The fact that
'statism' has indeed been a central feature of most versions of socialism to
date – the 'really existing socialism' of the USSR as well as social democracy
– has contributed to the remarkable spread of this dogma. Despite their
differences, both these major currents in the workers movement had a
bureaucratic character, aiming to use the state to change society from the top
down. In the first case, a new state apparatus was built, ultra-centralised,
authoritarian and identified with the party in power. Any independent
initiative by the people was seen as dangerous and subversive.
Social democratic
currents, on the other hand, adapted to the existing, capitalist state
apparatus. They made minor changes to it and aimed to use it in favour of the
majority of the people, while avoiding any direct confrontation with capital.
This meant rejecting any autonomous participation by the people, restricting
popular participation to what is possible within the framework of bourgeois
democratic institutions. Anything going beyond these limits has been repressed.
Admittedly there has been much less direct state repression under social
democratic governments than under Soviet-style regimes.[6]
But social democracy has combined a relatively lower level of repression with
the restrictions on freedom and democracy that flow from the operation of the
market itself (a subject we will return to).
The two versions
of 'social-statism' were thus both undemocratic. This was obvious in the Soviet
model, though not for the reasons identified by the neoliberal critique. (For
example, neoliberals argue that not recognising companies' property rights is
fundamentally undemocratic.) As for the social democratic model, its
undemocratic characteristics are largely the opposite of those indicated by the
neoliberal critique. It has not been able to go beyond the liberal
representative system. It shares the achievements and the limitations of this
form of democracy, in particular the subordination of social choices to the
rule of the market.
The argument about
inefficiency is more questionable. True, both the Soviet and social democratic
models were utterly inefficient ways of building socialist societies. But if we
judge them by neoliberal critics' own criteria, in terms of their ability to
promote economic growth, then their inefficiency is much more relative. For
several decades, economic growth in the USSR was high. The same was true of
social democracy. For our purposes, however, the main point is that both forms
of 'social statism' involve fundamental limitations on democracy and are
therefore of no use as alternative projects.[7]
On the other hand,
the experience of the last few decades shows that the other side of the neoliberal
formula, the 'democratic and efficient market', does not stand up. World
economic growth in the 1980s and '90s, the decades in which neoliberalism held
sway, was less than half that of the 'statist' 1950s and '60s. The 'social
inefficiency' of neoliberalism is even greater than its economic inefficiency:
unemployment is twice or three times as high as in the 1950s and 60s; income
distribution has become more unequal; real wages have tended to stagnate or
fall; there have been cuts in pensions, social security and social rights in
general. None of this is accidental. The drive to be 'competitive' leads to a
race to reduce labour costs, which produces permanent pressure to reduce
workers' rights, make employment more precarious and cut pensions and social
security.
The supposed
ability of private companies to deliver public services more efficiently is not
being borne out. And however hard dependent countries work to 'merit' the
confidence of international markets, they not only fail to enjoy the 'fruits'
of globalisation, they have ended up more vulnerable to crises, more dependent
and less in control of their own affairs. The situation of Brazil leaves no
room for doubt about this. In terms of efficiency, then, the balance sheet is
clear: neoliberal capitalism is incapable of offering people what 'statist'
capitalism gave them for several decades.
In terms of
democracy, neoliberalism's performance is even worse. Far from favouring
democracy, the growing dominance of deregulated markets leads to a greater
and greater reduction in democratic rights. One of the guiding principles
of neoliberal governments' theory and practice is the need to 'win the
confidence' of markets in general and financial markets in particular. That is,
neoliberal governments guarantee that nothing will be done against the markets'
interests. Any whiff of a change in economic policies, any suggestion that
measures might be implemented that are not in the interests of the 'financial
community', provokes 'pressure from investors'. Apart from being wholly
undemocratic, this rides roughshod over national sovereignty – without which,
of course, there can be no progress towards democracy anyway.
The bill to be
paid for 'winning confidence' is a hefty one. Public spending on social needs
(education, health, sanitation, housing and infrastructure) is cut in order to
increase governments' ability to pay usurious interest rates to domestic and
foreign creditors. As if 'investors' pressure' were not enough, economic
policy-makers are required to accept supervision by the IMF, an ever more
direct representative of the interests of the great powers, especially the
United States, and of finance capital.
Perhaps the most
clearly undemocratic aspect of the neoliberal logic is its treatment of employment.
Since neoliberal policies keep global demand stagnant, technical progress –
which should allow everyone to work less, produce more, and therefore enjoy
more leisure and higher consumption - ends up making some people work more
without earning any more, whilst others lose their jobs. What is democratic
about a worker with ten or 20 years in a company being laid off, without any
discussion or vote, so that the company can maintain its profits and its
'competitive edge'?
The dictatorship
of the markets is the chief enemy of democracy today. The characteristic
neoliberal claim that the need to respond to the markets drastically reduces
the room for political decisions represents a frontal attack on citizens'
sovereign right to decide their own destiny.
Yet neoliberals do
not, in reality, advocate weaker states. They want in theory to reduce states'
economic role, without eliminating it – states should still guarantee the
operation of the market, respect for property rights and contracts, etc., all
of which are key economic functions. In reality the state remains an important
source of subsidies and cheap credit for big capital, as seen in Ford's
decision to leave Rio Grande do Sul when the new PT government refused to
honour the exceedingly generous subsidies and tax breaks offered by its
predecessor. The state is also assigned the role of handing over large chunks
of public property to private interests, foreign and domestic, through
privatisation.[8]
Even more
obviously, neoliberals need states to be well armed in order to 'guarantee
order'. It is no accident that the Pinochet dictatorship in Chile and the
Videla dictatorship in Argentina were pioneers of the neoliberal wave.
Renewing the
socialist project
Perhaps the best
way of organising discussion about a new project is to go back to the basic
ideas that inspired the early socialists, especially Marx. They offer a good
way of combining opposition to the now dominant ideology with a critique of the
actual historical experiences that have called themselves socialist. They
suggest that socialism must be built in opposition to both the state and the
capitalist market. That is, socialism requires opposing regulation of the
economy by the market, and in particular the exploitation of labour that occurs
when capital and wage labour confront each other in the labour market.
This approach
views the state as a power that restricts the self-organisation of society in a
way that benefits the economically and politically dominant class, and the
market not as a source of freedom but as an impersonal power that subordinates
individuals to a logic beyond their control in order to constantly increase the
value of capital. Both state and market restrict the liberty of all citizens.
This restriction is asymmetrical, however: it hits workers and other popular sectors
the hardest.
We therefore need
to reject the choice on offer between state and market. We need to reject
statism, because it is an attempt to bring about social change from the top
down, with popular participation controlled by the state apparatus. And we need
to reject the rule of the market, because it subordinates popular needs to an
alien logic that favours capital. Socialism can only be based on human
solidarity as a fundamental value and the ability of citizens to decide their
own destiny – in other words, on self-government by workers and other citizens.
If we want to
defend socialism as an alternative today, we need to understand it as the
organised population increasing its control over the mechanisms of economic and
political management in society, and creating the conditions for solidarity to
replace competition as the basic form of relations between human beings. This
means creating institutions based on the 'free association of producers' and
people's autonomous, democratic and sovereign activity, which must occupy
spaces currently taken up by the capitalist market and state.
For the long term,
we can retain Marx's idea that a truly free society will have eliminated
commodity production, along with the market and all mercantile categories and
the state as a separate political apparatus. For the time being however our aim
is a more limited one, even though it does lead in this direction. It is
to develop all possible forms of popular self-organisation and social control
over both state and market.
In this approach, everything
that strengthens the awareness and self-organisation of workers and people in
general; everything that escapes the dichotomy between vertical control by
the state on the one hand and passive citizenship on the other hand; everything
that contradicts the logic of competition and the market and instead favours
co-operation and planning of shared interests and fosters values of equality,
genuine democracy and solidarity sets us on the path towards socialism. The
core of this process can be summed up in one simple idea – full
democratisation of society – meaning citizens coming together to control
everything that affects their common destiny.
Although we need
to be clear about our opposition to both the capitalist market and state, the
criticism cannot be made symmetrically. In the here and now it is possible to
propose neither the disappearance of the state – that is obvious – nor its
reduction. What we do need is to transform it, so that it is
increasingly controlled by an organised and conscious population, and therefore
increasingly becomes a genuine res publica, a 'thing of the people'. In
this sense we do need to weaken the state – its domination over the body of
society.
The PT
experience: the local level
From this point of view it is possible to advance towards socialism
even on the basis of local and state governments. This is one of the most
important lessons of the experience in Porto Alegre and other PT
administrations, even in a situation where the overall balance of forces did
not favour the building of socialism. The concrete experience of developing
forms of popular participation – especially the participatory budget – in
various municipalities, spreading later to the state of Rio Grande do Sul,
backs up this view.
In the first place, this experience has shown that establishing social
control over the state is not only democratic but also efficient. As socialist
theoretician Ernest Mandel liked to point out, changes in the field of
communications and information technology have dramatically reduced the
difficulties of practising participatory democracy. They make it much easier to
take the discussion of key questions for every level of society (national,
regional and local) to all citizens, making decision-making ever more direct.
Second, there is a very clear connection between this way of managing
public resources and a renewed conception of socialism. It develops popular
self-organisation and challenges citizens' passivity. It broadens people's
awareness of the limitations of the state, of contradictions between classes
and so on. All this goes towards reducing the state's domination over citizens.
Third, this experience helps train technical cadre in a popular and
democratic conception of public administration – something that is absolutely
vital for any eventual transition to socialism involving the re-absorption of
the state by society.
Another way that PT local governments have pointed towards creating
conditions for a socialist alternative has been the support given to all kinds
of economic self-organisation and self-management. This includes different
kinds of co-operatives and other forms of collective endeavour often referred
to as an 'economy of co-operation and solidarity'.
The co-operative movement has been growing in Brazil in recent years.
This has come from two directions. In the countryside, the Landless Workers
Movement (MST) has encouraged those who obtain land to organise themselves in
co-operatives; they see co-operatives as part of their long-standing commitment
to link the struggle for land to the struggle for socialism. In the cities,
unemployment has been prompting workers to seek alternatives to the companies
they used to work for – including by forming co-operatives. One of the most interesting
forms of urban co-operative is when workers take over companies that have gone
bust and been abandoned by their owners. There is a countrywide organisation
now giving technical assistance to such co-operatives, the Association of
Workers in Self-Managed Enterprises.
Strengthening an 'economy of co-operation and solidarity' contributes
in a number of ways to developing a socialist alternative. It raises the level
of workers' organisation, develops their experience of management and makes
them more capable of governing themselves, showing at the same time that bosses
are not indispensable. It strengthens a co-operative, and therefore socialist,
vision of the world. It also broadens the part of the economy outside the logic
of capitalism; that is, it weakens the capitalist market logic and strengthens
a logic of solidarity that points towards socialism.
Of course, within a capitalist economy co-operatives come under
pressure to adapt to the market. Often they do not keep their anti-capitalist
character.[9]
Even genuine co-operatives can be pushed towards adopting a business mentality,
and imitating the relationship between capital and labour. The big challenge is
to demonstrate that efficiency is not to be confused with market competitiveness. State support, or other
kinds of public backing, for co-operatives (through granting favourable terms
of credit and providing technical assistance and help with distribution) is one
way of reducing the pressure of the market. Indeed this kind of support was an
important policy of the PT government in Rio Grande do Sul, and has featured in
other PT administrations as well. The CUT trade union federation has adopted
the same policy.
The national level
The socialist strategy outlined above cannot be fully implemented at
the level of municipal and state governments, even though it can begin there.
The state must be democratised and participatory democracy developed at the
national level too – even if it is not immediately possible to break with the
domination of the bourgeoisie. The same goes, of course, for encouraging the
development of an 'economy of solidarity'.[10]
One key socialist policy that takes place essentially at the national
level is state co-ordination of economic activity. In direct opposition to the
neoliberal mantra, we have to reject the idea that the economy should be
regulated mainly by the market. In macroeconomic policy, a socialist
approach can critically re-appropriate the Keynesian and developmentalist
agendas that prevailed from the end of the Second World War to the 1970s.
Keynes argued that the state needs to correct the workings of the markets,
particularly so as to make up for the market's 'failure to provide for full
employment and its arbitrary and inequitable distribution of wealth and
incomes'.[11] He
recommended regular government intervention to sustain aggregate demand and
therefore the level of employment, keep interest rates low, create jobs and
reduce excessive disparities in the distribution of income and wealth.
In this way official economic policy was politicised. It became
a matter of interest to everyone. Trade unions discussed it, not just bankers.
It became clear that macroeconomic policy is not neutral, but can favour the
interests of one class or another. In this respect the neoliberal wave that
swept the world in the 1980s was a great leap backwards.
Besides macroeconomic policy, the national state needs to co-ordinate
economic activity through a series of sectoral policies to ensure that economic
activity matches social needs (which the market never spontaneously meets).
While we may not be able to eliminate the market in the foreseeable future, we
can control it socially. For the time being that must mean control by state
bodies under popular control. From a democratic point of view, just as
cutting back the state in order to give free reign to the markets takes away
much of people's power to decide, there is no point in strengthening the state
unless we extend the mechanisms by which society can control the state. On the
other hand, strengthened state intervention accompanied by social control over
state activity increases citizens' power to decide their own living conditions,
and therefore increases democracy. In the long run it can even point towards
the disappearance of the state – that is to its re-absorption by organised
society.
Such state co-ordination of economic activity should ensure an
ever-greater reduction in social and regional inequalities and encourage
socialising technical progress.[12]
This does not require nationalising the whole economy, but it does require a
significant public sector. Given the privatisations pushed through in recent
years, this means combining re-nationalisation of a number of companies with
forms of social control. Especially in the big companies, relations must be
changed inside capitalist firms themselves, extending workers' rights in the
face of capital. One of the first measures should be to limit companies'
unrestricted right to lay off workers.
Other key questions at national level are pensions, health care and
social services, together one of the biggest challenges of the present period.
All countries have come under heavy neoliberal pressure to cut back the space
expressing values of solidarity and expand the space given over to the market
by privatising services and pensions. On the contrary, strengthening the public
character of social services and the spirit of solidarity should be a key axis
of socialist strategy.
All these economic changes would imply a change in the class balance of
forces, in workers' favour and to capital's detriment. They would open the
economy to a process of conflict between the still-dominant logic of the market
and the logic of social needs – a conflict that could put the economy's
capitalist character in question.
The international level
Socialist strategy also includes an international dimension, of course.
In recent decades, neoliberal globalisation has deepened dependent countries'
submission to the imperial centres. A real process of recolonisation is under
way. In this respect the historical retreat has been particularly brutal.
Efforts made over several decades under pressure from popular movements, to
give a more 'national' character to economic and political decision-making in
the countries of the periphery, are being swept away.
The first international aspect of a socialist project in the Third
World is thus the struggle for national sovereignty. This has several aspects:
rejecting IMF and World Bank tutelage, fighting against foreign debt (for
example by suspending payments and doing an audit of the terms on which the
debt was contracted), controlling capital flows, reviewing privatisations (most
of which have benefited foreign capital), and limiting repatriation of profits
by multinationals.
Defending sovereignty needs to be combined with the struggle for a
different international order. There is absolutely no possibility of dependent
countries' participating in the current world order whilst preserving their
sovereignty. To the globalisation of capital and markets we must oppose the
solidarity and internationalism of peoples. International relations must not be
surrendered to the logic of deregulated markets. They must be consciously built
by each country, through bilateral agreements and appropriate forums for
negotiation.
This is precisely what the international movement against neoliberal
globalisation that has emerged over the last few years calls 'another
globalisation' or 'de-globalisation'. It is not by chance that this movement
has found one of its strongest sources of support in Porto Alegre and the World
Social Forums first held there. On the one hand, PT activists from Rio Grande
do Sul and other parts of Brazil found in the movement a natural partner in
their quest for a renewal of socialist strategy. On the other, activists from
other countries saw initiatives like the participatory budget as a
demonstration that it is possible to begin moving towards another kind of
society.
Permanent tension
Any strategy that tries to advance towards socialism while starting
from local, regional or even national governments, in conditions where an
immediate revolutionary break with the existing institutions is not yet
possible, runs a risk of adaptation and distortion. For this reason, even in
the most favourable scenario of a simultaneous advance on all the levels
mentioned above, there is an inevitable tension between the achievements
realised and the still dominant logic of the capitalist market. In fact, the
existence of this tension can serve as a barometer of whether the socialist
impulse is still present or not.
This tension touches basic economic and social structures as well as
the workings of state power. It cannot be a result of governmental action
alone. There must be simultaneous pressure from within and from without. Just
as important as winning elections therefore is forming what has become known in
the PT tradition as the 'democratic and popular bloc'. Nor is it enough to
develop this bloc as an electoral force, to win elections and occupy positions
in the institutions. It also needs to achieve growing levels of organisation
and mobilisation in society at large, in an ideological and cultural battle
over the basic direction society is heading in.[13]
Values of solidarity within the national community and the community of nations
need to become dominant values. This fight over values will be decisive in
counteracting the pressure to adapt to the capitalist economic order and
existing state institutions. In other words, we need a socialist movement that
can serve as an ideological and ethical framework and a source of social and
economic support for all the different kinds of struggle .
At a time when neoliberal ideas seem to rule the world, with their cult
of the individual, competition and 'looking out for number one', it may seem
futile to try and base any proposal on the idea of increased solidarity.
Nonetheless, we have an important example that shows these ideas can work: the
success of the Landless Workers Movement (MST). The MST is built on solidarity,
and it has proved that this is a solid foundation. It has won widespread
sympathy both in Brazil and internationally. Part or all of that sympathy is
precisely a result of the values that it defends and practises.
Curiously enough, the idea of advancing towards socialism while
starting from local, regional or even national governments, in conditions where
a revolutionary break with existing institutions is not yet possible, has been
criticised in the PT from both the right and the left. The criticisms 'from the
left' have taken various forms. Some have focussed on experiences like the
participatory budget or overlapped with criticisms of the World Social Forums.
Their basic argument seems to be a somewhat schematic insistence on the need
for revolution and rejection of any kind of gradualism in the transformation of
society. According to this view, prior to the establishment of a socialist
state the task is simply to mobilise workers around their various demands.
In response to these criticisms it is important to emphasise that the
vision laid out here is not opposed to the need for a revolutionary break with
the present order. On the contrary, the accumulation of popular organisation
and administrative experience through processes like the participatory budget
greatly increase the possibility of such a break.[14]
More important still, they greatly increase the chances of avoiding the kinds
of deformation that have characterised many revolutionary experiences ever
since the Russian Revolution.
Clearly socialist parties like the PT can win municipal,
regional and even national elections and assume governmental responsibilities
at these different levels, even when the balance of forces rules out an
immediate revolutionary break. In this situation, we basically have three
options. First, we can adopt an apparently radical stance that quickly makes it
impossible to remain in government. Second, we can adopt a programme that
accepts the restrictions of the capitalist framework. Or third, we can work
with the situation as it exists, but seek to build bridges towards a socialist
transformation.[15]
The third alternative makes the most sense. If a socialist party is
able to win office even on the unfavourable playing field of bourgeois
elections, then some space must have opened up for change. In this case the best thing to do is to try to make
changes that move forward in the direction of socialism – not just out of
ideological preference, but because socialist policies are more effective and
serve people's interests better.
This may not be possible if we think of it only in terms of a
revolutionary break; but it may be perfectly possible if we define socialism as
we did above, as the full democratisation of society. To repeat what we
have already said: everything that strengthens the awareness and
self-organisation of workers and people in general; everything that escapes
the dichotomy between vertical control by the state on the one hand and passive
citizenship on the other hand; everything that contradicts the logic of
competition and the market and instead favours co-operation and planning of
shared interests and fosters values of equality, genuine democracy and
solidarity sets us on the path towards socialism.
[1] João Machado teaches economics at the Catholic University in Sao Paulo. A founding member of the PT, he was for many years a member of its National Executive Committee. He is the editor of Em Tempo, the newspaper of the Socialist Democracy tendency within the PT.
[2] Similar concerns were present in other cities too. Luiza Erundina, shortly after she became PT mayor of Sao Paulo in 1989, said her administration marked 'the beginning of the social revolution in Brazil'. That suggests what the prevailing mood was in the PT's new municipal governments.
[3] Although the PT as a whole supported the World Social Forum from the beginning, the real commitment to making it happen was always very uneven.
[4] This chapter develops ideas contained in the text 'Atualidade de um Programa Socialista', presented by Raul Pont, Heloisa Helena, João Machado and Joaquim Soriano to the PT National Meeting in 2001. An English translation of that text is in the pamphlet Lula President: A New Political Period in Brazil, which Pont distributed at the third World Social Forum. While this chapter does not aim to make a balance sheet of the Lula government, which is still quite new, it clearly expresses a point of view very different from that which predominates inside the PT national government.
[5] This should not be taken as referring to the Chilean Socialist Party at the time of Salvador Allende, which was not a typical social democratic party.
[6] 'Soviet' here refers to the former Soviet Union, not to the soviets of the earlier revolutionary period.
[7] 'National developmentalism' as well, though it produced several decades of rapid economic growth, never brought countries like Brazil real independence or went beyond a limited form of bourgeois democracy.
[8] In Brazil these privatisations were financed with public money through the National Bank for Social and Economic Development.
[9] There are also false co-operatives, which are nothing more than a way for big companies to renege on their obligations as employers.
[10] This perspective was clearly present in the programmatic texts adopted by the PT for Lula's candidacy in 2002. So far, however, it has had no clear impact on the practice of the new Brazilian government.
[11] John M. Keynes, General Theory of Employment, Interest and Money, Collected Writings vol. 7, London: Macmillan, 1973, p. 372.
[12] What the neo-Schumpeterian school of economists calls a 'national system of innovation'.
[13] This means that electoral campaigns cannot depend on marketing techniques, as has become common in Brazil even in the PT.
[14] Historical experience to date is however not sufficient for us to tell exactly what form such a rupture may take in the circumstances of the new century.
[15] This approach has similarities with Leon Trotsky's 1938 Transitional Programme, whose method was first discussed by the international communist movement in the years following the Russian Revolution. The historical situation was very different then, however, in as much as the credibility of socialist ideas was much greater among wide layers of the population. Imagining a transition to socialism today requires a process that can restore that credibility. The question of how Trotsky's strategy then for a revolutionary break relates to the possibilities today of relatively peaceful electoral victories goes beyond the scope of this book.